Job Snapshot

Sydney CBD
Work Type:
Financial Services
Reference ID:

Job Summary

  • Boutique Fund Manager
  • International Exposure
  • Autonomous Working Environment

Aston Carter have partnered with a Boutique Fund Manager in the search for a strong compliance professional to join their growing team. This Fund Manager has a number of investment pathways operating through international channels and needs someone with a robust compliance background to give oversight to any regulatory, product or operational risks resulting from this. This Fund Manager is well known in the industry and is steadily increasing their FUM as they look to expand their operations. This is a fantastic opportunity to join a growing business with a strong and well respected leadership team. 

The Role: As a key player in the business you will need to utilise your sound understanding of RIsk & Compliance in the Funds Management space across multiple areas (AEOI, AML/KYC, Regulatory etc.). With support from the business, you will be encouraged to work in an autonomous way to update compliance policy, give compliance advise on marketing / product material and maintain BAU compliance tasks. You will be tasked with understanding any significant compliance issues that can arise through key operations such as capital raising, liquidity requirements and investment proposals. You will be proactive and able to detect where risks may exist and guide the business appropriately.


  • Provide compliance advice to the business
  • Update compliance policy & risk frameworks
  • AEOI, AML/KYC, Regulatory Compliance & Product/Marketing Compliance
  • FATCA, APRA, ASIC knowledge  
  • Strong team player

For more information you can call Joel Deicmanis in our CBD office on (02) 9087 6211, or alternatively apply here to register your interest.